000			02092nam a2200253Ia 4500
001			340143
003			0000000000
005			20210120102520.0
008			050809s2004 000 0 eng d
035			_a9789711504533
040			_erda
050			_aKPM 988.A28 _b.R861 2014
245		0	_aRules of procedure & other issuances : _bSecurities and Exchange Commission / _cCompiled by the Editorial Staff [of] Office of the National Administrative Register, University of the Philippines Law Center
245		0	_c Flordeliza C. Vargas-Trinidad, editor.
264			_aDiliman, Quezon City : _bOffice of the National Administrative Register, U.P. Law Center, _cc2015.
300			_a232 pages _c23 cm.
336			_atext _2rdacontent
337			_aunmediated _2rdamedia
338			_avolume _2rdacarrier
520			_aThe Securities and Exchange Commission (SEC) was established on 26 October 1936 by virtue of Commonwealth Act No. 83 or the Securities Act. Its establishment was prompted by the need to safeguard public interest in view of local stock market boom at that time. Operations began on 11 November 1936 under the leadership of Commissioner Ricardo Nepomuceno. Its major functions included registration of securities, analysis of every registered security, evaluation of the financial condition and operations of applicants for security issue, screening of applications for broker's or dealer's license and supervision of stock and bond brokers as well as the stock exchanges. The agency was abolished during the Japanese occupation and was replaced with the Philippine Executive Commission. It was reactivated in 1947 with the restoration of the Commonwealth Government. Due to the changes in the business environment under Pres. Ferdinand Marcos, the agency was reorganized on 29 September 1975 as a collegial body with three (3) commissioners and was given quasi-judicial powers under Presidential Decree No. 902-A. --Preface of the book.
700			_aVargas-Trinidad, Flordeliza C.,
942			_cFIL
999			_c18378 _d18378